Compliance — AML / KYC / OFAC
Short answer: Compliance — AML / KYC / OFAC keeps your firm’s kyc / aml check records — investors see only their own.
Compliance — AML / KYC / OFAC keeps your firm’s kyc / aml check records — investors see only their own.
- What’s recorded: Investor, Check, Checked on, How it was checked, Expires
- Steps: Pending → Passed / Failed; Passed → Expired; Failed → Pending; Expired → Pending. The database only allows these moves.
- Use + New to add one, click a row to open it, and Export CSV to download. Every change is in the Audit trail.
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Related
- Compliance — Dashboard
- Compliance — Regulatory Filings
- Compliance — Periodic Reviews & Testing
- Compliance — Code of Ethics
- Compliance — Policies & Attestations